{"id":12275,"date":"2024-05-23T10:41:02","date_gmt":"2024-05-23T16:41:02","guid":{"rendered":"https:\/\/www.717madisonplace.com\/?p=12275"},"modified":"2024-06-04T12:32:07","modified_gmt":"2024-06-04T18:32:07","slug":"oral-argument-of-the-day-in-re-stepan-2017","status":"publish","type":"post","link":"https:\/\/www.717madisonplace.com\/?p=12275","title":{"rendered":"Oral Argument of the Day: In re Stepan (2017)"},"content":{"rendered":"\n<p>The oral argument of the day is from <a href=\"https:\/\/scholar.google.com\/scholar_case?case=2089301371424415041&amp;hl=en&amp;as_sdt=4006\">In re Stepan<\/a>.  The appeal in this case dealt with whether one could assert that it is merely routine optimization to modify a single reference in a \u00a7103 rejection in the unpredictable arts.  There was a split decision with Judges Moore and O&#8217;Malley in the majority and Judge Lourie in the dissent.<\/p>\n\n\n\n<p>One interesting quote from the majority decision was:<\/p>\n\n\n\n<blockquote class=\"wp-block-quote is-layout-flow wp-block-quote-is-layout-flow\">\n<p>&nbsp;Because the Board failed to adequately articulate its reasoning, erroneously rejected relevant evidence of nonobviousness, and improperly shifted to Stepan the burden of proving patentability, we vacate the Board&#8217;s decision that claims 1-31 of the &#8216;567 application would have been obvious.<\/p>\n\n\n\n<p>The Board failed to explain why it would have been &#8220;routine optimization&#8221; to select and adjust the claimed surfactants and achieve a cloud point above at least 70\u00b0C.&nbsp;<em>See<\/em>&nbsp;J.A. 8-9. &#8220;The agency tribunal must make findings of relevant facts, and present its reasoning in sufficient detail that the court may conduct meaningful review of the agency action.&#8221;&nbsp;<a href=\"https:\/\/scholar.google.com\/scholar_case?case=16513581896339453698&amp;q=in+re+stepan&amp;hl=en&amp;as_sdt=4,131\"><em>In re Lee,<\/em>&nbsp;277 F.3d 1338, 1346 (Fed. Cir. 2002)<\/a>. Stating that a person of ordinary skill in the art would have arrived at the claimed invention through routine optimization falls short of this standard. Missing from the Board&#8217;s analysis is an explanation as to&nbsp;<em>why<\/em>&nbsp;it would have been routine optimization to arrive at the claimed invention. Similar to cases in which the Board found claimed inventions would have been &#8220;intuitive&#8221; or &#8220;common sense,&#8221; the Board must provide some rational underpinning explaining why a person of ordinary skill in the art would have arrived at the claimed invention through routine optimization.&nbsp;<em>See, e.g.,&nbsp;<\/em><a href=\"https:\/\/scholar.google.com\/scholar_case?case=5701159846054719385&amp;q=in+re+stepan&amp;hl=en&amp;as_sdt=4,131\"><em>Van Os,<\/em>&nbsp;844 F.3d at 1361<\/a>&nbsp;(&#8220;Absent some articulated rationale, a finding that a combination of prior art would have been `common sense&#8217; or `intuitive&#8217; is no different than merely stating the combination `would have been obvious.'&#8221;);&nbsp;<a href=\"https:\/\/scholar.google.com\/scholar_case?case=10644556553945087904&amp;q=in+re+stepan&amp;hl=en&amp;as_sdt=4,131\"><em>Arendi S.A.R.L. v. Apple Inc.,<\/em>&nbsp;832 F.3d 1355, 1362 (Fed. Cir. 2016)<\/a>&nbsp;(&#8220;[R]eferences to `common sense&#8217; &#8230; cannot be used as a wholesale substitute for reasoned analysis and evidentiary support&#8230;.&#8221;). Absent some additional reasoning, the Board&#8217;s finding that a skilled artisan would have arrived at the claimed invention through routine optimization is insufficient to support a conclusion of obviousness.<\/p>\n<cite><em>In re Stepan Co.<\/em>, 868 F.3d 1342, 1346 (Fed. Cir. 2017).<\/cite><\/blockquote>\n\n\n\n<p>You can listen to the oral argument here:<\/p>\n\n\n\n<figure class=\"wp-block-audio\"><audio controls src=\"https:\/\/www.717madisonplace.com\/wp-content\/uploads\/2024\/05\/2016-1811.mp3\"><\/audio><\/figure>\n\n\n\n<p>I had to chuckle that after the appeal was returned to the Board and remanded to the Examiner, the Examiner relied upon a new single reference and made this statement:<\/p>\n\n\n\n<figure class=\"wp-block-image size-full\"><a href=\"https:\/\/www.717madisonplace.com\/wp-content\/uploads\/2024\/05\/image.png\"><img loading=\"lazy\" decoding=\"async\" width=\"870\" height=\"258\" src=\"https:\/\/www.717madisonplace.com\/wp-content\/uploads\/2024\/05\/image.png\" alt=\"\" class=\"wp-image-12277\" srcset=\"https:\/\/www.717madisonplace.com\/wp-content\/uploads\/2024\/05\/image.png 870w, https:\/\/www.717madisonplace.com\/wp-content\/uploads\/2024\/05\/image-300x89.png 300w, https:\/\/www.717madisonplace.com\/wp-content\/uploads\/2024\/05\/image-768x228.png 768w\" sizes=\"(max-width: 870px) 100vw, 870px\" \/><\/a><\/figure>\n\n\n\n<p>The Applicant eventually had to file a second appeal to the Board before modified claims were allowed.<\/p>\n\n\n\n<p>You can review the subsequent file history here: <a href=\"https:\/\/patentcenter.uspto.gov\/applications\/12456567\/ifw\/docs?application=\">Link<\/a>.<\/p>\n\n\n\n<p>In the second appeal decision, the Board wrote:<\/p>\n\n\n\n<div data-wp-interactive=\"core\/file\" class=\"wp-block-file\"><object data-wp-bind--hidden=\"!state.hasPdfPreview\"  class=\"wp-block-file__embed\" data=\"https:\/\/www.717madisonplace.com\/wp-content\/uploads\/2024\/06\/Stepan3-appeal.pdf\" type=\"application\/pdf\" style=\"width:100%;height:600px\" aria-label=\"Embed of Stepan3-appeal.\"><\/object><a id=\"wp-block-file--media-35366d47-5897-4cfa-afa5-4b50216015c7\" href=\"https:\/\/www.717madisonplace.com\/wp-content\/uploads\/2024\/06\/Stepan3-appeal.pdf\">Stepan3-appeal<\/a><a href=\"https:\/\/www.717madisonplace.com\/wp-content\/uploads\/2024\/06\/Stepan3-appeal.pdf\" class=\"wp-block-file__button wp-element-button\" download aria-describedby=\"wp-block-file--media-35366d47-5897-4cfa-afa5-4b50216015c7\">Download<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>The oral argument of the day is from In re Stepan. The appeal in this case dealt with whether one could assert that it is merely routine optimization to modify a single reference in a \u00a7103 rejection in the unpredictable arts. There was a split decision with Judges Moore and O&#8217;Malley in the majority and [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"_links":{"self":[{"href":"https:\/\/www.717madisonplace.com\/index.php?rest_route=\/wp\/v2\/posts\/12275"}],"collection":[{"href":"https:\/\/www.717madisonplace.com\/index.php?rest_route=\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.717madisonplace.com\/index.php?rest_route=\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.717madisonplace.com\/index.php?rest_route=\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.717madisonplace.com\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=12275"}],"version-history":[{"count":8,"href":"https:\/\/www.717madisonplace.com\/index.php?rest_route=\/wp\/v2\/posts\/12275\/revisions"}],"predecessor-version":[{"id":12311,"href":"https:\/\/www.717madisonplace.com\/index.php?rest_route=\/wp\/v2\/posts\/12275\/revisions\/12311"}],"wp:attachment":[{"href":"https:\/\/www.717madisonplace.com\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=12275"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.717madisonplace.com\/index.php?rest_route=%2Fwp%2Fv2%2Fcategories&post=12275"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.717madisonplace.com\/index.php?rest_route=%2Fwp%2Fv2%2Ftags&post=12275"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}