Boilerplate’s Impact on Meeting the Written Description Requirement

November 1st, 2013

In the recent oral argument of Laube v. Rea, a panel of the Federal Circuit was trying to determine whether a patent specification had the degree of specificity required to satisfy the written description requirement for a claim that was not disclosed as a single embodiment in the specification.  The claim at issue required a “spring clip” which was illustrated in one embodiment and a “side plate” which was illustrated in a different embodiment.  The panel wanted to know what degree of specificity short of an in haec verba description would satisfy the written description standard. [Listen]

The patent owner noted that the specification included standard boilerplate language that indicated pieces could be mixed and matched.  I found it curious that the panel seemed willing to discount that boilerplate language due to the fact that such language appears in most patents: [Listen].

Having identified an interesting issue with respect to written description and having noted that the Federal Circuit’s decisions don’t necessarily provide a coherent and useful test to resolve the issue at hand, the panel promptly issued a Rule 36 judgment: [Opinion].

You can listen to the entire oral argument here: [Oral Argument].

Supreme Court Announcement of AMP v. Myriad

October 27th, 2013

At the beginning of each Supreme Court term, the Court releases the recordings of the announcements of Court decisions from the previous term.  Here is the announcement from back in June of the decision in Ass’n for Molecular Pathology v. Myriad, 133 S. Ct. 2107 (2013):  [Listen].

Rendering prior art inoperable for its intended purpose

October 16th, 2013

Patent prosecutors are familiar with MPEP sections 2143.01 (V) and 2143.01(VI).  Those sections recite:

2143.01 (V.)   THE PROPOSED MODIFICATION CANNOT RENDER THE PRIOR ART UNSATISFACTORY FOR ITS INTENDED PURPOSE

If proposed modification would render the prior art invention being modified unsatisfactory for its intended purpose, then there is no suggestion or motivation to make the proposed modification. In re Gordon, 733 F.2d 900, 221 USPQ 1125 (Fed. Cir. 1984) (Claimed device was a blood filter assembly for use during medical procedures wherein both the inlet and outlet for the blood were located at the bottom end of the filter assembly, and wherein a gas vent was present at the top of the filter assembly. The prior art reference taught a liquid strainer for removing dirt and water from gasoline and other light oils wherein the inlet and outlet were at the top of the device, and wherein a pet-cock (stopcock) was located at the bottom of the device for periodically removing the collected dirt and water. The reference further taught that the separation is assisted by gravity. The Board concluded the claims were prima facie obvious, reasoning that it would have been obvious to turn the reference device upside down. The court reversed, finding that if the prior art device was turned upside down it would be inoperable for its intended purpose because the gasoline to be filtered would be trapped at the top, the water and heavier oils sought to be separated would flow out of the outlet instead of the purified gasoline, and the screen would become clogged.).

“Although statements limiting the function or capability of a prior art device require fair consideration, simplicity of the prior art is rarely a characteristic that weighs against obviousness of a more complicated device with added function.” In re Dance, 160 F.3d 1339, 1344, 48 USPQ2d 1635, 1638 (Fed. Cir. 1998) (Court held that claimed catheter for removing obstruction in blood vessels would have been obvious in view of a first reference which taught all of the claimed elements except for a “means for recovering fluid and debris” in combination with a second reference describing a catheter including that means. The court agreed that the first reference, which stressed simplicity of structure and taught emulsification of the debris, did not teach away from the addition of a channel for the recovery of the debris.).

2143.01 (VI.)   THE PROPOSED MODIFICATION CANNOT CHANGE THE PRINCIPLE OF OPERATION OF A REFERENCE

If the proposed modification or combination of the prior art would change the principle of operation of the prior art invention being modified, then the teachings of the references are not sufficient to render the claims prima facie obvious. In re Ratti, 270 F.2d 810, 123 USPQ 349 (CCPA 1959) (Claims were directed to an oil seal comprising a bore engaging portion with outwardly biased resilient spring fingers inserted in a resilient sealing member. The primary reference relied upon in a rejection based on a combination of references disclosed an oil seal wherein the bore engaging portion was reinforced by a cylindrical sheet metal casing. Patentee taught the device required rigidity for operation, whereas the claimed invention required resiliency. The court reversed the rejection holding the “suggested combination of references would require a substantial reconstruction and redesign of the elements shown in [the primary reference] as well as a change in the basic principle under which the [primary reference] construction was designed to operate.” 270 F.2d at 813, 123 USPQ at 352.).

Surprisingly, the issues of (1) whether a proposed combination of references renders one of the references inoperable for its intended purpose and  (2) whether a proposed combination of references changes the principle of operation of a reference don’t arise that often at oral argument at the Federal Circuit.  In the recent Rambus v. Rea case, however, these issues were discussed.  You can listen to the discussion here: [Listen].

You can listen to the entire oral argument here:  [Oral Argument].

You can read the court’s opinion here:  [Opinion].

Accenture v. Guidewire

October 14th, 2013

The oral argument in ACCENTURE GLOBAL SERVICES v. GUIDEWIRE SOFTWARE, INC., No. 2011-1486 (Fed. Cir. Sept. 5, 2013) would be of interest to those of you who follow section 101 issues as they relate to business methods and software.

I found the exchanges between Chief Judge Rader and Mark Lemley (arguing on behalf of Guidewire and against the patent eligibility of the claim at issue) to be the most interesting parts of the oral argument.  At the outset, Professor Lemley acknowledged that software is eligible for patenting: [Listen].  The discussion then moved on to whether high level functionality of software is protected by patent law.  I couldn’t help but wonder if Judge Rader’s comments at this stage were a criticism of Professor Lemley’s article “Software Patents and the Return of Functional Claiming“:  [Listen].  Judge Rader later circled back to inquire whether in view of Guidewire’s position all software would be patent ineligible: [Listen].

You can listen to the entire oral argument here: [Oral Argument].

You can read the court’s opinion here: [Opinion].

Circuit Judge Todd M. Hughes Sworn-in

September 30th, 2013

The Federal Circuit’s newest judge was sworn-in today.  Todd M. Hughes was sworn-in by Chief Judge Rader using the Lincoln Bible (which appears to have taken up residence at the Federal Circuit of late) while his mother and father looked on.

judge-hughes3

Oral Argument in Lighting Ballast Control v. Philips Electronics

September 13th, 2013

The Federal Circuit sat en banc today to hear the oral argument in Lighting Ballast Control LLC v. Philips Electronics North America.  You can listen to the en banc oral argument [here].

Statistics for New AIA Proceedings

September 1st, 2013

The PTO has published statistics relating to the new AIA procedures of Inter Partes Review, Covered Business Method Review, Post-Grant Review, and Derivation Proceedings.  You can access the statistics here: [Link].  It is interesting that one post-grant review petition has already been filed.  A post-grant review must be directed against a patent that was filed after March 15, 2013.  My understanding is that the particular patent at issue is a design patent.  Also noteworthy is that at least one derivation petition has already been filed.

Old Prior Art and Obviousness

August 28th, 2013

The Patently-O blog covered the Leo Pharmaceutical Products, Ltd. v. Rea, 2013 WL 4054937 (Fed. Cir. 2013) case today.  One of the observations in that post was Chief Judge Rader’s comment that:

The elapsed time between the prior art and the ′013 patent’s filing date evinces that the ′013 patent’s claimed invention was not obvious to try. Indeed this considerable time lapse suggests instead that the Board only traverses the obstacles to this inventive enterprise with a resort to hindsight. It took over a decade—after Dikstein’s disclosure of the benefits of combining vitamin D and corticosteroid treatments into one formulation—for Dikstein’s formulations to be tested for storage stability. And, until the advancement made by the inventors of the ′013 patent, no one had proposed a new formulation that would be storage stable. The problem was not known, the possible approaches to solving the problem were not known or finite, and the solution was not predictable. Therefore, the claimed invention would not have been obvious to try to one of ordinary skill in the art. Indeed ordinary artisans would not have thought to try at all because they would not have recognized the problem.

This is not the first time that Chief Judge Rader has noted that old prior art might be less persuasive in an obviousness analysis.  In the oral argument of Cimline, Inc. v. Crafco, Inc., Chief Judge Rader made the following comments about old prior art when a defendant asserted a common sense theory in combination with old prior art:  [Listen].  See my earlier coverage of the Cimline case here.

I’m curious if the court will ever draw on cases like  Ecolochem, Inc. v. Southern California Edison Co., 227 F.3d 1361 (Fed. Cir. 2000), cert. denied, 532 U.S. 974 (2001) and George M. Martin Co. v. Alliance Machine Systems, 618 F. 3d 1294 (Fed. Cir. 2010)  to argue that old prior art is less probative of obviousness.  In Ecolochem, the court reasoned that near simultaneous invention was indicative of obviousness.  In George M. Martin, the court cited the Supreme Court in Concrete Appliances Co. v. Gomery, 269 U.S. 177, 184 (1925) for the proposition that:

“Independently made, simultaneous inventions, made ‘within a comparatively short space of time,’ are persuasive evidence that the claimed apparatus ‘was the product only of ordinary mechanical or engineering skill.’ ”

George M. Martin v. Alliance Machine Systems, at 1305.

Therefore, it stands to reason that if shortness in time between inventive activity is relevant to show obviousness, then a substantial length of time between inventive activity — particularly when common sense is alleged — is relevant to argue against obviousness.




Abstract Idea

August 25th, 2013

The oral argument of Digitech Information Systems v. BWM Auto Leasing will interest some readers.  The patentee appealed a summary judgment of invalidity under 35 U.S.C. §101.  Much of the oral argument focused on what was the definition of an abstract idea.

I thought this oral argument was notable for several reasons.  For one, Chief Judge Rader seemed to be less focused on trying to determine patent eligibility based on the “subject matter” of the specification rather than the claims.  Chief Judge Rader focused most of his questioning on trying to elicit a definition of “abstract idea”  from appellee’s counsel.  That led to this humorous moment when the fire alarm went off during the oral argument: [Listen].  Judge Dee Benson, sitting by designation, joked that the alarm was an abstract idea, while Chief Judge Rader jokingly cast suspicion on appellee’s counsel for triggering the alarm in an attempt to avoid providing a definition of an “abstract idea.”

Judge Moore again championed software patents during the oral argument.  She inquired if claims can be distilled down to a series of steps by discounting structure and other meaningful limitations, then doesn’t every software patent distill down to an algorithm.  Chief Judge Rader followed that comment with observations about the software economy that we live in: [Listen].  Their points are well-taken.  One only hopes the Supreme Court will some day recognize that we no longer live in an age dominated by combines, reapers, and other mechanical inventions.  We live in the information age and need to provide innovators the ability to protect their inventions.

Given the makeup of the panel and the tenor of the oral argument, I was a little bit surprised that the panel not only affirmed the district court but also issued a Rule 36 Judgment.  You can listen to the entire oral argument here:  [Listen].

Requesting that a Board opinion be made precedential

August 21st, 2013

Practitioners might not be aware that they have the opportunity to request that Board opinions be made “precedential.”

The Board’s Standard Operating Procedures explain the process:

III. Criteria For Identifying Candidates To Be Made Precedential

A. The Board’s policy shall be to limit opinions which are candidates for being made Precedential to those meeting one or more of the following criteria:

1. The case is a test case whose decision may help expedite resolution of other pending appeals or applications.

2. An issue is treated whose resolution may help expedite Board consideration of other cases or provide needed guidance to examiners or applicants pending court resolution.

3. A new rule of law is established.

4. An existing rule of law is criticized, clarified, altered or modified.

5. An existing rule of law is applied to facts significantly different from those to which that rule has previously been applied.

6. An actual or apparent conflict in or with past holdings of this Board is created, resolved, or continued.

7. A legal issue of substantial public interest, which the Board has not treated recently, is resolved.

8. A significantly new factual situation, likely to be of interest to a wide spectrum of persons other than the party (or parties) to a case is set forth.

9. A new interpretation of a Supreme Court decision, a decision of the Court of Appeals for the Federal Circuit, or of a statute, is set forth.

B. The purpose of a Precedential opinion is to create a consistent line of authority as to a holding that is to be followed in future Board decisions.

C. Disposition by nonprecedential – Informative or Routine – opinion does not mean that the case is considered unimportant, but only that a Precedential opinion would not add significantly to the body of law.

D. The Director, the Patents Operation acting through a Commissioner or Assistant Commissioner, the appellant, a third party member of the public, or any judge may request in writing that an opinion be made Precedential, by forwarding that request, along with accompanying reasons, to the Chief Judge. Typically, this request should be received within 60 days after the opinion is issued. The request and subsequent response shall be filed separately from the official record.

IV. Procedures For Adoption Of Binding Precedent

A. Any opinion of the Board satisfying one or more of the criteria identified in Section III above may be adopted as Precedential, either at the time of its entry or subsequent to entry, provided that the following steps are followed.

1. A majority of the merits panel that is entering or has entered the opinion agrees that the opinion should be Precedential.

2. If the Chief Judge considers the opinion an appropriate candidate for being made Precedential, the Chief Judge will circulate the opinion under consideration for designation as Precedential to all of the judges.

3. Within a time set in the notice circulating the opinion (typically two weeks from the date of the notice), each judge shall vote “agree” or “disagree” (without further written comment or written discussion) on whether that judge agrees the opinion should be made Precedential. Barring extended unavailability (as in the case of serious illness), each judge has an obligation to vote “agree” or “disagree.” If a judge does not communicate a vote within the time set, then the judge’s vote will be normally considered to be in agreement that the opinion be made Precedential.

4. If the Chief Judge considers that a sufficient majority of those voting agree that the opinion should be made Precedential, the opinion (along with the numerical results of the vote) will be forwarded to the Director, or the General Counsel acting by delegation on the Director’s behalf, for review. If the Chief Judge does not consider that a sufficient majority of those voting agree that the opinion should be made Precedential, the opinion will not be forwarded for review.

5. If the Director, or the General Counsel acting by delegation on the Director’s behalf, agrees that the opinion should be made Precedential, the Director or General Counsel will notify the Chief Judge of that determination.

6. The opinion is then published or otherwise disseminated following notice and opportunity for written objection afforded by 37 CFR § 1.14, in those instances in which the opinion would not otherwise be open to public inspection.

B. Opinions entered by expanded panels do not automatically become Precedential, but instead are subject to the procedures of this SOP. However, a prior Precedential opinion of a prior panel of the Board may only be overturned by an opinion of an expanded panel that itself has been made Precedential or pursuant to an event set forth in Section VI.D. The authoring judge for any decision by an expanded panel shall call the Chief Judge’s attention to the opinion prior to entry of the opinion so that consideration of whether the opinion shall be made Precedential can occur in advance of entry.

C. The Chief Judge will determine if the opinion is an appropriate candidate to be made Precedential. If the Chief Judge is convinced that the opinion ought not to be made Precedential (e.g., because the Chief Judge believes the opinion does not meet the criteria of Section III above), the Chief Judge is under no obligation to consult other judges.

D. Where a written request for a Precedential opinion has been received, the Chief Judge shall prepare an order indicating that the opinion has, or has not, been adopted as precedent of the Board under the procedures of this Standard Operating Procedure.

E. The opinion will become Precedential upon being published or otherwise disseminated. Precedential opinions will be posted at:

http://www.uspto.gov/web/offices/dcom/bpai/prec.htm.

F. Clearance for publication, if needed under the rules, will be obtained by the Chief Judge.

(Emphasis added).

Don’t miss out

August 20th, 2013

Just a quick reminder to let you know that the AIPLA Electronics and Computer Law Patent Summit is almost sold-out.  Get your registration in now, if you’re planning to attend.  Register

The Honorable Raymond T. Chen Sworn-In

August 5th, 2013

chen-swearing-in1

The Honorable Raymond T. Chen was sworn-in today as the Federal Circuit’s most recent judge.

Chief Judge Rader administered the oath of office while Judge Chen’s wife held the Lincoln Bible.

It will be interesting to see if a future judge at some point elects to use the Thomas Jefferson Bible [Link] for the swearing-in ceremony.

Name the Denver Patent Office

August 4th, 2013

One of our local senators in Colorado is soliciting names that he can recommend as the name for the new Denver Patent Office.  Some of the names being suggested are Nikola Tesla, David Packard, and Justice Byron White — all with ties to Colorado.  In a rather curious phenomenon, some are suggesting a local VC who vocally opposes software patents.  You might want to add your two cents: [Link].

Swearing-in Ceremony

July 25th, 2013

Judge Reyna recently moved for the admission of one of his law clerks to the Federal Circuit bar.  His remarks are a good example of how appreciative judges can be of their law clerks:  [Listen].

Senate Finance Committee Hearing for Scott Kieff as ITC Commissioner

July 22nd, 2013

The Senate Finance Committee held the confirmation hearing this past Thursday for Scott Kieff as an ITC commissioner.  You can access the hearing at this [Link].